Galvin Robert Thomas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroders IS Limited
FRN 195028
- [FCA CF] Client dealing (since 8 Aug 2022)
Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 20 Jul 2021)
Schroder Investment Management North America Limited
FRN 144543
- [FCA CF] Client dealing (since 20 Jul 2021)
Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Client dealing (since 20 Jul 2021)
THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- [FCA CF] Client dealing (7 Jan 2019 to 31 Jan 2020)
NatWest Markets Plc (no longer approved here)
FRN 121882
- [FCA CF] Client dealing (7 Jan 2019 to 31 May 2019)
- CF30 Customer (15 Apr 2011 to 6 Mar 2016)
The Royal Bank of Scotland International Limited (no longer approved here)
FRN 760675
- [FCA CF] Client dealing (7 Jan 2019 to 31 Jan 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.