Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northlight Group LLP (no longer approved here)

    FRN 506925

    • CF30 Customer (2 Feb 2010 to 1 Jul 2014)
    • CF4 Partner (2 Feb 2010 to 1 Jul 2014)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 8 Nov 2009)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF22 Investment Adviser (Trainee) (30 May 2002 to 8 Feb 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.