Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (23 Feb 2018 to 1 May 2019)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Dec 2021)
- SMF6 Head of Key Business Areas (7 Mar 2016 to 23 Feb 2018)
- CF29 Significant management (20 Oct 2015 to 6 Mar 2016)
- CF30 Customer (6 Dec 2007 to 6 Mar 2016)
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- CF21 Investment Adviser (20 Aug 2002 to 3 Aug 2007)
- CF22 Investment Adviser (Trainee) (27 Feb 2002 to 20 Aug 2002)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.