Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • SMF18 Other Overall Responsibility (23 Feb 2018 to 1 May 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Dec 2021)
    • SMF6 Head of Key Business Areas (7 Mar 2016 to 23 Feb 2018)
    • CF29 Significant management (20 Oct 2015 to 6 Mar 2016)
    • CF30 Customer (6 Dec 2007 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (20 Aug 2002 to 3 Aug 2007)
    • CF22 Investment Adviser (Trainee) (27 Feb 2002 to 20 Aug 2002)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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