Frederick Peter Hampton Carter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 16 Feb 2026)
- [FCA CF] Significant management (since 16 Feb 2026)
Robert Quinn Advisory LLP
FRN 548030
- CF30 Customer (since 20 Sep 2025)
AIM IRELAND LIMITED (no longer approved here)
FRN 992040
- (1)Employed By (20 Sep 2025 to 8 Oct 2025)
Augusta & Co Limited (no longer approved here)
FRN 211883
- CF30 Customer (3 Jan 2023 to 23 Sep 2025)
- [FCA CF] Client dealing (1 Dec 2021 to 16 Jan 2026)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.