Frederick Ortiz

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Nov 2023)
    • CF30 Customer (since 27 Nov 2023)
    • CF1 Director (AR) (since 27 Nov 2023)
  • Fortis Financial Ltd

    FRN 602702

    • (2)Employed By (since 27 Nov 2023)
    • (2)Employed By (10 Jul 2013 to 20 Sep 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Sep 2023)
    • CF1 Director (AR) (23 Jan 2018 to 18 Sep 2023)
    • CF30 Customer (23 Jan 2018 to 18 Sep 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (10 Jul 2013 to 18 Sep 2023)
    • CF30 Customer (26 Jun 2013 to 27 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.