Fortis Financial Ltd

FRN: 602702
Companies House: 06790726
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

116 Brompton Road

Knightsbridge

London

SW3 1JJ

UNITED KINGDOM

Phone

+4402033713007

Web

https://www.fortisfinancial.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Daniel Freeman
IRN DXF01500
- (3)Employed By (15 Jan 2019 to 8 Aug 2019)
Frederick Ortiz
IRN FXO01129
- (2)Employed By (since 27 Nov 2023)
- (2)Employed By (10 Jul 2013 to 20 Sep 2023)
Peter Lane
IRN PXL01489
- (1)Employed By (27 Sep 2018 to 8 Apr 2022)
Thomas Michael Guthrie
IRN TXG00256
- (1)Employed By (since 17 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.