Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Aug 2025)
    • [FCA CF] Client dealing (since 1 Aug 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (21 Mar 2025 to 31 Jul 2025)
    • [FCA CF] Client dealing (14 Jul 2017 to 31 Jul 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
  • BNP Paribas Asset Management UK Limited (no longer approved here)

    FRN 170064

    • CF27 Investment Management (9 Aug 2005 to 23 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.