Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (1 Jul 2024 to 31 Mar 2025)
-
- SMF9 Chair of the Governing Body (25 Jun 2020 to 31 Mar 2025)
- SMF1 Chief Executive (9 Dec 2019 to 25 Jun 2020)
- CF3 Chief Executive (30 Jul 2019 to 8 Dec 2019)
- CF2 Non Executive Director (20 Sep 2017 to 30 Jul 2019)
-
- CF30 Customer (8 May 2014 to 17 May 2016)
-
- CF1 Director (1 Dec 2001 to 31 May 2002)
-
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 May 2002)
- CF27 Investment Management (1 Dec 2001 to 31 May 2002)
- CF1 Director (1 Dec 2001 to 31 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.