Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JEFFERIES ASSET MANAGEMENT LIMITED
FRN 218270
- [FCA CF] Client dealing (since 10 Apr 2026)
- [FCA CF] Significant management (since 10 Apr 2026)
- [FCA CF] Material risk taker (since 10 Apr 2026)
- [FCA CF] Manager of certification employee (since 10 Apr 2026)
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- CF30 Customer (4 Nov 2023 to 6 Jul 2025)
- [FCA CF] Material risk taker (29 Jun 2023 to 6 Jul 2025)
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- Employed By (4 Nov 2023 to 6 Jul 2025)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.