Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
  • M4 Financial Group Limited (no longer approved here)

    FRN 583474

    • [FCA CF] Functions requiring qualifications (13 Oct 2025 to 30 Jan 2026)
    • [FCA CF] Client dealing (13 Oct 2025 to 30 Jan 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (29 Jan 2024 to 10 Oct 2025)
    • CF30 Customer (27 Jan 2024 to 10 Oct 2025)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (294)Employed By (27 Jan 2024 to 10 Oct 2025)
  • Hexagon Wealth Limited (no longer approved here)

    FRN 483403

    • [FCA CF] Client dealing (18 Jan 2023 to 19 Jan 2024)
    • [FCA CF] Functions requiring qualifications (18 Jan 2023 to 19 Jan 2024)
  • CILBENRICK LIMITED (no longer approved here)

    FRN 472971

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (1 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.