Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (15 Jan 2019 to 30 Sep 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2022)
    • [FCA CF] Significant management (7 Mar 2016 to 30 Sep 2022)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 16 Feb 2018)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Sep 2022)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 15 Feb 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 15 Feb 2018)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • [FCA CF] Client dealing (7 Mar 2016 to 15 Feb 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 15 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

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