Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • Responsibility for MCD Intermediation (21 Mar 2016 to 29 Jun 2017)
    • SMF6 Head of Key Business Areas (7 Mar 2016 to 29 Jun 2017)
    • CF29 Significant management (21 Feb 2014 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 30 Jul 2009)
    • CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 29 Jun 2017)
    • CF1 Director (21 Feb 2014 to 6 Mar 2016)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 29 Jun 2017)
    • CF29 Significant management (29 Feb 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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