Frances Monica Huggett

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fistic Ltd (no longer approved here)

    FRN 309463

    • SMF3 Executive Director (9 Dec 2019 to 14 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Oct 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Oct 2020)
    • CF29 Significant management (30 Mar 2009 to 8 Dec 2019)
    • CF28 Systems and controls (30 Mar 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (30 Mar 2009 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Apr 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Apr 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2006 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF7 Sole Trader (AR) (1 Dec 2003 to 12 Apr 2006)
    • CF21 Investment Adviser (1 Dec 2003 to 12 Apr 2006)
  • The IFA Company (no longer approved here)

    FRN 229751

    • Employed By (1 Dec 2003 to 12 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.