Fistic Ltd

Date authorised
1 April 2013
Companies House
04168655
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 3
    Crummock Court
    Greengarth Business Park
    Holmrook
    Cumbria
    CA19 1UL
    UNITED KINGDOM
    Phone
    +441946821150
    Web
    https://www.ifaco.co.uk

  • Complaints Contact

    Office 3
    Greengarth Business Park
    Holmrook
    Cumbria
    CA19 1UL
    UNITED KINGDOM
    Phone
    +441946821150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Frances Monica Huggett

    IRN FMH00005

    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 14 Oct 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Oct 2020)
    • Responsible for Insurance Mediation (30 Mar 2009 to 30 Sep 2018)
    • CF29 Significant management (30 Mar 2009 to 8 Dec 2019)
    • CF28 Systems and controls (30 Mar 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Apr 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Apr 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Lucy Christine McKinley-Wilson

    IRN LCM01055

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2020)
    • SMF16 Compliance Oversight (since 1 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (13 May 2019 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2014 to 30 Sep 2018)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Maureen Eleanor Cameron

    IRN MEC01074

    • CF29 Significant management (1 Nov 2007 to 31 Jan 2009)
    • CF28 Systems and controls (1 Nov 2007 to 31 Jan 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jan 2009)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.