Florian Herold

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Capital (Europe) Limited

    FRN 193905

    • SMF18 Other Overall Responsibility (since 10 Mar 2021)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • SMF22 Other Local Responsibility (7 Mar 2016 to 10 Dec 2018)
    • CF29 Significant management (26 Jun 2015 to 6 Mar 2016)
    • CF30 Customer (21 Apr 2009 to 6 Mar 2016)
  • Gladstone Capital Management LLP (no longer approved here)

    FRN 434216

    • CF30 Customer (1 Nov 2007 to 6 Apr 2008)
    • CF26 Customer Trading (27 Feb 2007 to 13 Sep 2007)
    • CF27 Investment Management (27 Feb 2007 to 31 Oct 2007)
    • CF4 Partner (27 Feb 2006 to 6 Apr 2008)
    • CF21 Investment Adviser (27 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.