Fiona McLean

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MCLEAN SCHOLFIELD LTD

    FRN 759795

    • (9)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (8)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (10)4. Giving personal recommendations on retail investment products which are not broker funds
    • (15)[FCA CF] Client dealing (since 3 Jul 2020)
    • (16)[FCA CF] Functions requiring qualifications (since 3 Jul 2020)
    • (14)SMF3 Executive Director (since 9 Dec 2019)
    • (13)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (12)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (11)Responsibility for MCD Intermediation (since 1 Feb 2017)
    • (5)CF30 Customer (1 Feb 2017 to 8 Dec 2019)
    • (4)Responsible for Insurance Mediation (1 Feb 2017 to 30 Sep 2018)
    • (6)CF10 Compliance Oversight (1 Feb 2017 to 8 Dec 2019)
    • (7)CF1 Director (1 Feb 2017 to 8 Dec 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (8 Feb 2013 to 31 Jan 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF4 Partner (AR) (21 Jan 2013 to 31 Jan 2017)
    • CF30 Customer (21 Jan 2013 to 31 Jan 2017)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (9 Jun 2011 to 25 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at MCLEAN SCHOLFIELD LTD

  2. controlled function removed: SMF16 Compliance Oversight at MCLEAN SCHOLFIELD LTD

  3. controlled function removed: Responsible for Insurance Distribution at MCLEAN SCHOLFIELD LTD

  4. controlled function removed: [FCA CF] Client dealing at MCLEAN SCHOLFIELD LTD

  5. controlled function removed: SMF3 Executive Director at MCLEAN SCHOLFIELD LTD

  6. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at MCLEAN SCHOLFIELD LTD

  7. controlled function removed: Responsibility for MCD Intermediation at MCLEAN SCHOLFIELD LTD

  8. controlled function removed: [FCA CF] Functions requiring qualifications at MCLEAN SCHOLFIELD LTD

  9. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at MCLEAN SCHOLFIELD LTD

  10. controlled function added: (4)Responsible for Insurance Mediation at MCLEAN SCHOLFIELD LTD

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