MCLEAN SCHOLFIELD LTD

Date authorised
1 February 2017
Companies House
10287953
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Belton Road
    Leicester
    Leicestershire
    LE3 2GD
    UNITED KINGDOM
    Phone
    +441162898847

  • Complaints Contact

    8 Belton Road
    Leicester
    Leicestershire
    LE3 2GD
    UNITED KINGDOM
    Phone
    +441162898847

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Personal pension scheme, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Personal pension scheme, Stakeholder pension scheme, Debenture, Unit, Certificates representing certain security, Warrant, Government and public security, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Personal pension scheme, Stakeholder pension scheme, Debenture, Unit, Certificates representing certain security, Warrant, Government and public security, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Personal pension scheme, Stakeholder pension scheme, Debenture, Unit, Certificates representing certain security, Warrant, Government and public security, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carl David Scholfield

    IRN CDS00017

    • (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (2)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (3)4. Giving personal recommendations on retail investment products which are not broker funds
    • (6)[FCA CF] Client dealing (since 3 Jul 2020)
    • (7)[FCA CF] Functions requiring qualifications (since 3 Jul 2020)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (5)SMF3 Executive Director (since 9 Dec 2019)
    • (1)CF30 Customer (1 Feb 2017 to 8 Dec 2019)
    • (2)CF11 Money Laundering Reporting (1 Feb 2017 to 8 Dec 2019)
    • (3)CF1 Director (1 Feb 2017 to 8 Dec 2019)
  • Fiona McLean

    IRN FXM01435

    • (10)4. Giving personal recommendations on retail investment products which are not broker funds
    • (8)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (9)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (16)[FCA CF] Functions requiring qualifications (since 3 Jul 2020)
    • (15)[FCA CF] Client dealing (since 3 Jul 2020)
    • (13)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (14)SMF3 Executive Director (since 9 Dec 2019)
    • (12)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (11)Responsibility for MCD Intermediation (since 1 Feb 2017)
    • (4)Responsible for Insurance Mediation (1 Feb 2017 to 30 Sep 2018)
    • (5)CF30 Customer (1 Feb 2017 to 8 Dec 2019)
    • (6)CF10 Compliance Oversight (1 Feb 2017 to 8 Dec 2019)
    • (7)CF1 Director (1 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: MCLEAN SCHOLFIELD LTD

  2. permission removed: CBTL Effective Date

  3. permission removed: CBTL Status

  4. controlled function added: (16)[FCA CF] Functions requiring qualifications

  5. controlled function added: (15)[FCA CF] Client dealing

  6. controlled function added: (14)SMF3 Executive Director

  7. controlled function added: (13)SMF16 Compliance Oversight

  8. controlled function added: (12)Responsible for Insurance Distribution

  9. controlled function added: (11)Responsibility for MCD Intermediation

  10. controlled function added: (10)4. Giving personal recommendations on retail investment products which are not broker funds

Show more