Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wave Securities LLP (no longer approved here)

    FRN 615672

    • SMF27 Partner (9 Dec 2019 to 28 May 2021)
    • CF30 Customer (11 Aug 2014 to 14 Nov 2017)
    • CF4 Partner (11 Aug 2014 to 8 Dec 2019)
  • Prosdocimi Limited (no longer approved here)

    FRN 481247

    • CF30 Customer (2 Dec 2013 to 9 Sep 2015)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 10 Mar 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 28 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.