Ferrier John Pryde

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advanced Investment & Retirement Planning (Scotland) Ltd

    FRN 936681

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 28 Apr 2021)
    • SMF3 Executive Director (21 Apr 2021 to 10 Apr 2026)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Client dealing (10 Dec 2019 to 30 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (10 Dec 2019 to 30 Apr 2021)
    • CF1 Director (AR) (29 Jul 2016 to 30 Apr 2021)
    • CF30 Customer (23 Feb 2012 to 30 Apr 2021)
  • Save & Invest (Financial Planning) Limited (no longer approved here)

    FRN 144940

    • CF30 Customer (1 Nov 2007 to 9 Dec 2011)
    • CF21 Investment Adviser (26 Feb 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (26 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Nov 2006 to 26 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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