Fergus Hugh Muirhead

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (21 Dec 2017 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (21 Dec 2017 to 8 Dec 2019)
  • Succession Employee Benefit Solutions Limited

    FRN 767956

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 Sep 2018 to 8 Dec 2019)
  • VWM Consulting Limited (no longer approved here)

    FRN 401041

    • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
    • CF1 Director (AR) (15 Aug 2007 to 22 Jun 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 22 Jun 2010)
    • CF10 Compliance Oversight (1 Aug 2004 to 3 Jan 2008)
    • CF11 Money Laundering Reporting (1 Aug 2004 to 3 Jan 2008)
    • CF21 Investment Adviser (1 Aug 2004 to 31 Oct 2007)
    • CF1 Director (1 Aug 2004 to 22 Jun 2010)
  • VWM Wealth Management Ltd (no longer approved here)

    FRN 471621

    • Employed By (15 Aug 2007 to 31 Mar 2012)

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