Fasil Nasim

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Laven Advisors LLP (no longer approved here)
FRN 447282
- CF1 Director (AR) (1 Dec 2016 to 6 Mar 2017)
- CF30 Customer (1 Dec 2016 to 6 Mar 2017)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (7 Dec 2012 to 6 Mar 2016)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (7 Dec 2012 to 6 Mar 2016)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (5 Jan 2005 to 25 Jun 2007)
- CF26 Customer Trading (31 Dec 2001 to 5 Jan 2005)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (5 Jan 2005 to 25 Jun 2007)
- CF26 Customer Trading (31 Dec 2001 to 5 Jan 2005)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF26 Customer Trading (31 Dec 2001 to 5 Jan 2005)
BRITANNIC TRADING LIMITED (no longer approved here)
FRN 140459
- CF26 Customer Trading (1 Dec 2001 to 16 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.