Farzhana Nahid Khan

• AFH Independent Financial Services Limited

  FRN 216704

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 12 Feb 2021)
  • [FCA CF] Client dealing (since 12 Feb 2021)
• NFU Mutual Select Investments Limited (no longer approved here)

  FRN 582519

  • CF30 Customer (1 Aug 2016 to 10 Aug 2018)
• NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

  FRN 117664

  • CF30 Customer (1 Aug 2013 to 31 Jul 2016)
• NatWest Markets Plc (no longer approved here)

  FRN 121882

  • CF30 Customer (21 Nov 2007 to 4 Sep 2012)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF21 Investment Adviser (17 Sep 2007 to 28 Oct 2007)
• HBOS Investment Fund Managers Limited (no longer approved here)

  FRN 119223

  • CF22 Investment Adviser (Trainee) (24 Oct 2002 to 5 Jun 2003)

No changes recorded yet.