Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Oct 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (5 Nov 2003 to 30 Dec 2004)
    • CF22 Investment Adviser (Trainee) (12 Nov 2002 to 5 Nov 2003)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF22 Investment Adviser (Trainee) (13 May 2002 to 11 Oct 2002)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF22 Investment Adviser (Trainee) (13 May 2002 to 11 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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