Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C. HOARE & CO.

    FRN 122093

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2023)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Material risk taker (20 Mar 2019 to 13 Jun 2019)
    • [PRA CF] Significant risk taker or Material risk taker (20 Mar 2019 to 13 Jun 2019)
    • [FCA CF] Functions requiring qualifications (1 Mar 2019 to 3 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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