Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (9 May 2019 to 9 Dec 2019)
  • KUWAIT FINANCE HOUSE PLC (no longer approved here)

    FRN 131818

    • CF30 Customer (1 Nov 2007 to 22 Jan 2009)
    • CF21 Investment Adviser (12 Jul 2004 to 31 Oct 2007)
    • CF27 Investment Management (3 Apr 2003 to 31 Oct 2007)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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