Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 5 Aug 2022)
    • [FCA CF] Client dealing (since 5 Aug 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (26 May 2021 to 24 Jul 2022)
    • [FCA CF] Client dealing (25 Apr 2017 to 24 Jul 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (26 May 2021 to 24 Jul 2022)
    • [FCA CF] Client dealing (25 Apr 2017 to 24 Jul 2022)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF30 Customer (1 Nov 2007 to 2 Jul 2008)
    • CF21 Investment Adviser (13 Jan 2005 to 31 Oct 2007)
  • Sucden Financial Limited (no longer approved here)

    FRN 114239

    • CF21 Investment Adviser (4 Mar 2003 to 12 Jul 2004)
    • CF22 Investment Adviser (Trainee) (20 Mar 2002 to 4 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.