Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 5 Aug 2022)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 5 Aug 2022)
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- [FCA CF] Manager of certification employee (26 May 2021 to 24 Jul 2022)
- [FCA CF] Client dealing (25 Apr 2017 to 24 Jul 2022)
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- [FCA CF] Manager of certification employee (26 May 2021 to 24 Jul 2022)
- [FCA CF] Client dealing (25 Apr 2017 to 24 Jul 2022)
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- CF30 Customer (1 Nov 2007 to 2 Jul 2008)
- CF21 Investment Adviser (13 Jan 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (4 Mar 2003 to 12 Jul 2004)
- CF22 Investment Adviser (Trainee) (20 Mar 2002 to 4 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.