Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Denis O Brown & Associates Ltd
FRN 171623
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (12 Mar 2007 to 30 Sep 2018)
- CF8 Apportionment and Oversight (1 May 2005 to 31 Mar 2009)
- CF3 Chief Executive (1 May 2005 to 8 Dec 2019)
- CF1 Director (6 Apr 2004 to 8 Dec 2019)
- CF17 Significant Mgt (Other Business Operations) (6 Apr 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.