Denis O Brown & Associates Ltd

Date authorised
1 April 2013
Companies House
SC046416
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Osborne House
    Alloa Road
    Stirling
    Stirlingshire
    FK9 5PN
    UNITED KINGDOM
    Phone
    +4401786449966
    Web
    https://www.denisobrown.co.uk

  • Complaints Contact

    Osborne House
    Alloa Road
    Stirling
    Stirlingshire
    FK9 5PN
    UNITED KINGDOM
    Phone
    +4401786449966

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bryan Brown

    IRN BXB00093

    • SMF3 Executive Director (since 23 Apr 2021)
  • Duncan Lauchlan MacNiven

    IRN DLM01083

    • CF1 Director (18 Apr 2006 to 31 Jan 2019)
  • Ewan McLean Brown

    IRN EMB01046

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Mar 2007 to 30 Sep 2018)
    • CF3 Chief Executive (1 May 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 May 2005 to 31 Mar 2009)
    • CF17 Significant Mgt (Other Business Operations) (6 Apr 2004 to 31 Oct 2007)
    • CF1 Director (6 Apr 2004 to 8 Dec 2019)
  • James Duncan Longland O'Connor

    IRN JDO01039

    • CF1 Director (AR) (since 23 Feb 2026)
  • Margaret Brown

    IRN MXB02231

    • CF2 Non Executive Director (7 Apr 2006 to 8 Dec 2019)
  • William Moodie

    IRN WXM00064

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Mar 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 May 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 May 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 May 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 May 2005)
    • CF1 Director (1 Dec 2001 to 1 May 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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