Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Royal London Asset Management Limited
FRN 141665
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
- CF30 Customer (4 Apr 2013 to 8 Dec 2019)
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- CF30 Customer (6 Jul 2009 to 7 Aug 2009)
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- CF30 Customer (26 Jun 2008 to 30 Jun 2009)
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- CF30 Customer (1 Nov 2007 to 9 May 2008)
- CF21 Investment Adviser (10 Apr 2007 to 31 Oct 2007)
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- CF27 Investment Management (22 Sep 2005 to 1 Jul 2006)
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- CF27 Investment Management (12 May 2003 to 2 Sep 2004)
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- CF27 Investment Management (12 May 2003 to 2 Sep 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.