Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2026)
    • [FCA CF] Client dealing (since 2 Feb 2026)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 11 Feb 2026)
    • [FCA CF] Client dealing (27 Nov 2020 to 11 Feb 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (13 Oct 2011 to 15 Feb 2012)
    • CF30 Customer (6 Jun 2011 to 15 Feb 2012)
  • Morgans Ltd (no longer approved here)

    FRN 159488

    • CF30 Customer (1 Nov 2007 to 31 May 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.