Evgenia Giannoulopoulou

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rothschild & Co Wealth Management UK Limited
FRN 218613
- SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jan 2023)
BROWN SHIPLEY & CO. LIMITED (no longer approved here)
FRN 124548
- [FCA CF] Manager of certification employee (9 Sep 2019 to 6 Aug 2020)
- [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 6 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (19 Mar 2019 to 31 Jul 2020)
CMC Markets UK plc (no longer approved here)
FRN 173730
- CF11 Money Laundering Reporting (24 Jun 2015 to 21 Sep 2018)
RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)
FRN 194713
- CF11 Money Laundering Reporting (23 Feb 2005 to 31 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.