Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 1 Dec 2023)
    • SMF3 Executive Director (since 1 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2023)
    • SMF16 Compliance Oversight (since 1 Dec 2023)
  • Valu-Trac Investment Management Limited (no longer approved here)

    FRN 145168

    • CF1 Director (AR) (8 May 2017 to 29 Nov 2023)
    • CF30 Customer (5 May 2017 to 29 Nov 2023)
  • Inpersca Limited (no longer approved here)

    FRN 777846

    • Employed By (5 May 2017 to 29 Nov 2023)
  • IMARA ASSET MANAGEMENT (UK) LIMITED (no longer approved here)

    FRN 231176

    • CF3 Chief Executive (6 Nov 2013 to 16 Mar 2017)
    • CF11 Money Laundering Reporting (25 Apr 2008 to 16 Nov 2015)
    • CF30 Customer (1 Nov 2007 to 30 Apr 2017)
    • CF28 Systems and controls (1 Nov 2007 to 16 Mar 2017)
    • CF13 Finance (20 Jan 2005 to 31 Oct 2007)
    • CF27 Investment Management (20 Jan 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (20 Jan 2005 to 16 Nov 2015)
    • CF1 Director (20 Jan 2005 to 16 Mar 2017)
    • CF21 Investment Adviser (20 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.