IMARA ASSET MANAGEMENT (UK) LIMITED

Date authorised
1 April 2013
Companies House
04777975
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20
    North Audley Street
    London
    London
    W1K 6LX
    UNITED KINGDOM
    Phone
    +442037869502

  • Complaints Contact

    20
    North Audley Street
    London
    London
    W1K 6LX
    UNITED KINGDOM
    Phone
    +4402037869502

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alun Hywel Llewellyn Thomas

    IRN AHT01057

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (19 Oct 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Oct 2015 to 8 Dec 2019)
  • Anthony David Schroenn

    IRN ADS01093

    • CF30 Customer (12 Sep 2017 to 8 Dec 2019)
  • Craig Batsirai Bandason

    IRN CBB01042

    • CF30 Customer (15 Sep 2017 to 8 Dec 2019)
  • Evan David Green

    IRN EDG01011

    • CF3 Chief Executive (6 Nov 2013 to 16 Mar 2017)
    • CF11 Money Laundering Reporting (25 Apr 2008 to 16 Nov 2015)
    • CF28 Systems and controls (1 Nov 2007 to 16 Mar 2017)
    • CF30 Customer (1 Nov 2007 to 30 Apr 2017)
    • CF13 Finance (20 Jan 2005 to 31 Oct 2007)
    • CF27 Investment Management (20 Jan 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Jan 2005 to 31 Oct 2007)
    • CF1 Director (20 Jan 2005 to 16 Mar 2017)
    • CF10 Compliance Oversight (20 Jan 2005 to 16 Nov 2015)
  • Harry Joshua Wulfsohn

    IRN HXW01038

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 31 May 2021)
    • CF1 Director (26 Apr 2017 to 8 Dec 2019)
    • CF3 Chief Executive (26 Apr 2017 to 8 Dec 2019)
    • CF2 Non Executive Director (22 Oct 2015 to 26 Apr 2017)
  • Hector Adam Fleming

    IRN HAF01033

    • SMF1 Chief Executive (since 20 Sep 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (19 Oct 2017 to 8 Dec 2019)
    • CF1 Director (19 Oct 2017 to 8 Dec 2019)
  • John Richard Legat

    IRN JRL01073

    • CF30 Customer (31 Jul 2016 to 29 Sep 2017)
    • CF1 Director (20 Jan 2005 to 16 Mar 2017)
  • Jonathan Khean Chew

    IRN JKC01022

    • CF30 Customer (1 Nov 2007 to 29 Sep 2017)
    • CF1 Director (20 Jan 2005 to 16 Mar 2017)
    • CF11 Money Laundering Reporting (20 Jan 2005 to 3 Apr 2008)
    • CF21 Investment Adviser (20 Jan 2005 to 31 Oct 2007)
    • CF27 Investment Management (20 Jan 2005 to 31 Oct 2007)
    • CF3 Chief Executive (20 Jan 2005 to 5 Nov 2013)
    • CF8 Apportionment and Oversight (20 Jan 2005 to 31 Oct 2007)
  • Rainer Orth

    IRN RXO01323

    • CF30 Customer (6 Oct 2017 to 8 Dec 2019)
  • Roger Ronald Matthews

    IRN RXM00401

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Aug 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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