Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • SMF5 Head of Internal Audit (9 Dec 2019 to 27 Nov 2020)
    • CF28 Systems and controls (4 Dec 2013 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • SMF5 Head of Internal Audit (9 Dec 2019 to 27 Nov 2020)
    • CF28 Systems and controls (4 Dec 2013 to 8 Dec 2019)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Sep 2020)
    • CF28 Systems and controls (4 Dec 2013 to 8 Dec 2019)
  • J.P. Morgan Mansart Management Limited (no longer approved here)

    FRN 586182

    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Sep 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Dec 2019)
    • CF28 Systems and controls (4 Dec 2013 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF5 Head of Internal Audit (7 Mar 2016 to 27 Nov 2020)
    • CF28 Systems and controls (4 Dec 2013 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • SMF5 Head of Internal Audit (7 Mar 2016 to 27 Nov 2020)
    • CF28 Systems and controls (4 Dec 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF5 Head of Internal Audit (7 Mar 2016 to 27 Nov 2020)
    • CF28 Systems and controls (4 Dec 2013 to 6 Mar 2016)
  • Max Recovery Limited (no longer approved here)

    FRN 720206

    • CF28 Systems and controls (23 Feb 2016 to 8 Dec 2019)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF28 Systems and controls (4 Dec 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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