Etienne Deshormes

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELM CAPITAL ASSOCIATES LIMITED

    FRN 401953

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (8 Oct 2004 to 31 Mar 2009)
    • CF3 Chief Executive (8 Oct 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Oct 2004 to 4 Oct 2019)
    • CF11 Money Laundering Reporting (8 Oct 2004 to 4 Oct 2019)
    • CF13 Finance (8 Oct 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Oct 2004 to 31 Oct 2007)
    • CF1 Director (8 Oct 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.