Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2020)
    • CF30 Customer (3 Jul 2015 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (19 Nov 2009 to 8 Jun 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (19 Nov 2009 to 8 Jun 2015)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF30 Customer (7 Oct 2008 to 26 Oct 2009)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (7 Oct 2008 to 26 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.