Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (20 Jun 2017 to 9 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 24 Nov 2014)
    • CF21 Investment Adviser (18 Jul 2006 to 31 Oct 2007)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF30 Customer (4 Nov 2015 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Jun 2004 to 14 Apr 2006)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Jun 2004 to 14 Apr 2006)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.