Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (26 Feb 2025 to 16 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Jan 2026)
    • CF30 Customer (28 Oct 2015 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (11 Aug 2008 to 21 Oct 2011)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 16 Apr 2008)
    • CF21 Investment Adviser (8 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.