Eoghann Alasdair King McPherson

• Succession Financial Management Limited

  FRN 225831

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (6 Feb 2014 to 5 Jul 2016)
• SUCCESSION WEALTH MANAGEMENT LIMITED

  FRN 588378

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (19 Aug 2013 to 8 Dec 2019)
• Succession Employee Benefit Solutions Limited (no longer approved here)

  FRN 767956

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Apr 2024)
  • CF30 Customer (31 Aug 2017 to 8 Dec 2019)

No changes recorded yet.