Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 2 May 2017)
- CF26 Customer Trading (17 Jan 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (29 Jun 2005 to 6 Jan 2016)
- CF1 Director (29 Jun 2005 to 2 May 2017)
- CF3 Chief Executive (29 Jun 2005 to 2 May 2017)
- CF10 Compliance Oversight (29 Jun 2005 to 6 Jan 2016)
- CF8 Apportionment and Oversight (29 Jun 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.