Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Fortress Limited (no longer approved here)

    FRN 753489

    • [FCA CF] Client dealing (1 Sep 2020 to 27 Sep 2024)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 27 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 27 Sep 2024)
  • Williams Financial Planning Ltd (no longer approved here)

    FRN 137285

    • Employed By (9 Aug 2013 to 1 Sep 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.