Financial Fortress Limited

• Principal Place of Business

  Investment House

  Bold Square

  Chester

  Cheshire West And Chester

  CH1 3LZ

  UNITED KINGDOM

  Phone

  +441244319962

  Web

  https://www.financialfortress.co.uk

• Complaints Contact

  Investment House

  Bold Square

  Chester

  Cheshire West And Chester

  CH1 3LZ

  UNITED KINGDOM

  Phone

  +441244319962

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Brown

  IRN AXB03921

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
  • CF30 Customer (4 Feb 2019 to 8 Dec 2019)
• Andrew Parry

  IRN AXP00374

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 6 Oct 2025)
• Belinda Marie Paul

  IRN BXP00274

  • [FCA CF] Client dealing (12 Mar 2024 to 15 Sep 2025)
  • [FCA CF] Functions requiring qualifications (12 Mar 2024 to 15 Sep 2025)
• Bernadette Brittles

  IRN BXB58646

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
• Ehud Yaaqov Shapira

  IRN EXS00082

  • [FCA CF] Functions requiring qualifications (22 Feb 2021 to 12 Jul 2022)
  • [FCA CF] Client dealing (22 Feb 2021 to 12 Jul 2022)
• Emyr G Evans

  IRN EGE00001

  • [FCA CF] Client dealing (1 Sep 2020 to 27 Sep 2024)
  • [FCA CF] Manager of certification employee (1 Sep 2020 to 27 Sep 2024)
  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 27 Sep 2024)
• Ian Michael Daltrey

  IRN IMD01043

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
  • CF30 Customer (16 May 2019 to 8 Dec 2019)
• Kieran John Broster

  IRN KXB00099

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Malcolm Gorton

  IRN MXG00148

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jul 2024)
• Nicola Theresa Musker

  IRN NTM01032

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Nov 2016 to 8 Dec 2019)

No changes recorded yet.