Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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N. M. ROTHSCHILD & SONS LIMITED
FRN 124451
- [FCA CF] Client dealing (since 1 Jan 2026)
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- (27)[FCA CF] Client dealing (25 Oct 2023 to 24 Apr 2026)
- (28)[FCA CF] Manager of certification employee (25 Oct 2023 to 24 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited
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controlled function removed: [FCA CF] Manager of certification employee at Rothschild & Co Equity Markets Solutions Limited
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controlled function added: (27)[FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited
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controlled function added: (28)[FCA CF] Manager of certification employee at Rothschild & Co Equity Markets Solutions Limited