Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • CF30 Customer (2 Nov 2015 to 6 Mar 2016)
  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF30 Customer (27 Sep 2012 to 12 May 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Sep 2009 to 4 Jul 2012)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (14 Jan 2009 to 18 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.