Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- CF30 Customer (2 Nov 2015 to 6 Mar 2016)
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MUFG BANK, LTD
FRN 139189
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
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- CF30 Customer (27 Sep 2012 to 12 May 2014)
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- CF30 Customer (25 Sep 2009 to 4 Jul 2012)
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- CF30 Customer (14 Jan 2009 to 18 Jun 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.