Emma Ruth O'Rourke

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northstar Ventures Limited

    FRN 409325

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (1 Apr 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Sep 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Jul 2009 to 8 Dec 2019)
    • CF28 Systems and controls (16 Jul 2009 to 24 Nov 2015)
    • CF29 Significant management (16 Jul 2009 to 27 Aug 2009)
  • Clean Growth Investment Management LLP (no longer approved here)

    FRN 938246

    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Oct 2021 to 11 Jul 2023)
    • SMF16 Compliance Oversight (4 Oct 2021 to 11 Jul 2023)
  • NEL Fund Managers Limited (no longer approved here)

    FRN 148550

    • CF28 Systems and controls (6 Nov 2012 to 19 Feb 2015)
    • CF10 Compliance Oversight (6 Nov 2012 to 19 Feb 2015)
    • CF11 Money Laundering Reporting (6 Nov 2012 to 19 Feb 2015)
  • Anticus Partners Limited (no longer approved here)

    FRN 538579

    • CF10 Compliance Oversight (16 Sep 2011 to 22 Mar 2012)
    • CF1 Director (1 Jul 2011 to 22 Mar 2012)
    • CF11 Money Laundering Reporting (1 Jul 2011 to 22 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.