Emma Nuttall

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 15 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Jan 2025)
    • [FCA CF] Manager of certification employee (26 Mar 2025 to 11 Apr 2025)
    • [PRA CF] Managing a material risk taker (17 Jan 2024 to 17 Feb 2025)
  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Significant management (since 15 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Jan 2025)
    • [FCA CF] Manager of certification employee (23 Jan 2024 to 10 Mar 2026)
    • [PRA CF] Managing a material risk taker (17 Jan 2024 to 22 Jan 2026)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (26 Mar 2025 to 15 May 2025)
    • [PRA CF] Managing a material risk taker (17 Feb 2025 to 15 May 2025)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [PRA CF] Managing a material risk taker (17 Feb 2025 to 15 May 2025)
    • [FCA CF] Manager of certification employee (30 Jan 2025 to 15 May 2025)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2022)
    • [FCA CF] Manager of certification employee (19 Jul 2021 to 20 Jan 2022)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (19 Jul 2021 to 9 Sep 2021)

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Updates to this individual's record on the FCA register.

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