EMMA Norman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • SMF22 Other Local Responsibility (25 May 2021 to 13 Dec 2023)
    • [FCA CF] Algorithmic trading (7 Mar 2016 to 1 Mar 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Mar 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2023)
    • CF30 Customer (9 Sep 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.