Emma Louise Peck

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Origen Financial Services Limited
FRN 192666
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 24 May 2022)
- [FCA CF] Functions requiring qualifications (since 24 May 2022)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (22 Dec 2014 to 16 Apr 2015)
WB Wealth Limited (no longer approved here)
FRN 623150
- Employed By (15 Dec 2014 to 16 Apr 2015)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (6 Feb 2014 to 15 Nov 2014)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (12 Nov 2012 to 29 Apr 2013)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.