Emma Louise Burt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Client dealing (since 29 May 2024)
The Bank of Nova Scotia (no longer approved here)
FRN 141308
- [FCA CF] Client dealing (2 Jun 2017 to 16 Jan 2024)
- CF30 Customer (27 Oct 2015 to 6 Mar 2016)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF21 Investment Adviser (10 Apr 2003 to 20 Jun 2006)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF21 Investment Adviser (10 Apr 2003 to 20 Jun 2006)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF21 Investment Adviser (1 Feb 2003 to 14 Mar 2003)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.