Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CLIFFORD JAMES CONSULTANTS LIMITED
FRN 726252
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (30 Dec 2022 to 18 Jan 2024)
- CF8 Apportionment and Oversight (1 Nov 2016 to 8 Dec 2019)
-
- Employed By (30 Dec 2022 to 18 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.