Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (30 Dec 2022 to 18 Jan 2024)
    • CF8 Apportionment and Oversight (1 Nov 2016 to 8 Dec 2019)
  • Clifford James Limited (no longer approved here)

    FRN 920502

    • Employed By (30 Dec 2022 to 18 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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